Top 10 Reasons to Go Indie RIA

 In RIA's Rule

Top 10 Reasons to Go Indie RIA

  • Build Equity for You (not your manager) – i.e.; with $60MM AUM at 1% a 6–10 times EBITDA that’s worth about $2MM in today’s market. (
  • Cash Flow – With $60MM AUM at 1%, you’ll keep more than $500k pre-tax.
  • Control – You’re in control of every aspect. No more surprises, no more bad headlines and no more questions from wary clients.
  • Compliance Say goodbye to FINRA, life’s reasonable under the SEC.
  • Taxes – Stop paying W-2 & AMT taxes; get the best tax advantages as a small business owner and never pay AMT again!
  • Branding – Your brand, your business, your way, no more ‘mothership’ disclaimers.    
  • Transparency – Open Architecture, simplicity and honesty. No hidden agenda.
  • Fiduciary –Work FOR your clients, not against them; Make the street compete; get better pricing, terms and services.  You choose the best option, not someone else.
  • Lifestyle – Less stress equals higher energy equals better productivity. Your lifestyle will improve and you’ll be happier!
  • Stay Ahead of the Curve Cerulli projects that by 2022 there will be more AUM in the Indie RIA space than in the Wirehouse. Where will you/your clients be?

Advanced Practice Advisors, LLC  1201 Camino Del Mar #203  Del Mar, CA 92014

         Web:  Phone: 858-436-3860   TWTR: @AP-RIA1

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